Past Regulatory Calendar
Past Regulatory Calendar
Under this section, you can have a look at all the past regulatory events, consultation papers and key dates.
EU Consultation on Corporate Governance of Financial Institutions
Deadline: 1 September 2010
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Review of Minimum Competency Requirements
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Elimination of Flash Order Exception from Rule 602 of Regulation NMS
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EC Consultation: Market Abuse Directive
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IASB Exposure Paper: Fair Value Accounting for Financial Liabilities
Source: IASB website
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EC Consultation Papers on Short Selling and Derivatives and Market Structures
Deadline: 10 July 2010
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Guidelines For the Joint Assessment of the Elements Covered by the SREP
Guidelines For the Joint Assessment of the Elements Covered by the Supervisory Review and Evaluation Process (SREP) and the Joint Decision Regarding the Capital Adequacy of Cross-Border Groups (CP39)
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Asset-backed Securities
Source: SEC
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IASB - Consultation Paper on Impairment of Financial Assets
Source: IASB Website
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Good Practice Principles on Supervisory Colleges
Source: BIS
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G-20 Summit Meeting
Location: Toronto, Canada
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FSA Consults on Implementation of Financial Services Bill 2010
Source: FSA website
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New Measures to Protect Investors in Options Markets
Source: SEC
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New Measures to Protect Investors in Options Markets
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CESR Consultation: Standards for Assessments of Credit Rating Agencies
Deadline: 18 June 2010
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CESR Consultation: Enforcement and Supervision of Credit Rating Agencies
Deadline: 18 June 2010
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Principles for Enhancing Corporate Governance
Consultative Document – Issued for Comments by 15 June 2010
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Taping: Removing the Mobile Phone Exemption
Source: FSA
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Large Trader Reporting System
Source: SEC
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Consumer Complaints (Emerging Risks and Mass Claims)
Deadline: 10 June 2010
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Consultation Paper on CEBS`s Guidelines on Liquidity Cost Benefit Allocation
Deadline: 10 June 2010
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IOSCO 35th Annual Conference
35th Annual Conference of the International Organisation of Securities Commissions
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G20 Event in Pusan, South Korea
Event date: 3 -5 June
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MiFID Review Paper on Investor Protection and Intermediaries
Deadline: 31 May 2010
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CESR's Guidelines on Risk Measurement and the Calculation of Global Exposure
CESR's Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS
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CESR Technical Advice to the European Commission in the context of the MiFID Review
Transaction Reporting
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CESR Technical Advice to the European Commission in the Context of the MiFID Review
Equity Markets
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Sound Practices for Backtesting Counterparty Credit Risk Models
Source: BIS
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CESR Open Hearing: MiFID review
Source: CESR Website
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Microfinance Activities and the Core Principles - Consultation Deadline
The Basel Committee on Banking Supervision today issued for consultation Microfinance activities and the Core Principles for Effective Banking Supervision.
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Public Hearing on Basel II and Revision of the Capital Requirements Directive
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Public Hearing on ED-11 (Manama, Bahrain)
The Technical Committee of the Islamic Financial Services Board (IFSB) has approved the issuance of the IFSB Exposure Draft entitled Solvency Requirements for Takaful Undertakings (ED-11) for Public Consultation starting 17 December 2009.
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CESR Consultation Paper on Equity Market Structure
Deadline for CESR Consultation Paper on Equity Market Structure.
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FSA-Corporate Governance within Firms- Consultation Deadline
The Financial Services Authority (FSA) has today issued a Consultation Paper on effective governance standards within firms.
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SEC Conducts Review of Equity Market Structure
Deadline: 21 April 2010
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Stewardship for Institutional Investors - Consultation Deadline
Financial Reporting Council - Deadline for comments on the FRC’s paper on the content, operation and oversight of a stewardship code that will set out good practice for institutional investors when engaging with the UK listed companies in which they invest.
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BCBS Publishes Proposals on Capital Standards
The Basel Committee on Banking Supervision (BCBS) published consultations on capital requirements and liquidity rules. The deadline for comment is April 16, 2010.
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Public Consultation Regarding Further Possible Changes to the Capital Requirement Directive
Period of Consultation: 26.02.2010 to 16.04.2010
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Study of Potentially Unfair Commercial Practices - Consultation Deadline
Deadline for stakeholders' reactions to the results of the study into tying and other potentially unfair practices in the field of retail financial services.
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Measuring Liabilities within the Scope of IAS 37 - Consultation Deadline
International Accounting Standards Board - Deadline for comment on an exposure draft of one section of a replacement for IAS 37 Provisions, Contingent Liabilities and Contingent Assets.
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CESR, CEBS and CEIOPS - Cross Sectoral Internal Governance Issues - Consultation Deadline
CESR, CEBS and CEIOPS - the three Level 3 (3L3) committees - publish a call for evidence on cross sectoral governance issues.
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CEBS Publishes its Draft Revised Guidelines on the Recognition of ECAIs
Source: CEBS Website
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CESR Consultation Paper on Reporting of Transactions in OTC Derivative Instruments
CESR has published a consultation paper on how to report transactions in OTC derivative instruments.
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CEBS Consultation on Its Implementation Guidelines on Capital Instruments
Deadline of consultation: 31 Mar 2010
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CEBS Organises a Public Consultation on its Guidelines on the Operational Functioning of Colleges
CEBS submits its initial views for a public consultation which starts today and runs till 31 March 2010.
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Proposal of Extension of Major Shareholding Notifications – Consultation Deadline
Deadline: 31 March 2010
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CEBS - Revised Guidelines on Stress Testing- Consultation Deadline
The Committee of European Banking Supervisors (CEBS) published the draft of its revised Guidelines on stress testing for consultation.
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HM Treasury Consults on UK Implementation of Amendments to the Capital Requirements Directive
Following the EU’s adoption of a Directive to amend the Capital Requirements Directive in September 2009, HM Treasury has published a consultation paper which sets out how it intends to implement part of the package of amendments (CRD2) in the UK.
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Interconnections in Financial Markets: Theoretical and Empirical Perspectives
The Centre for Financial Analysis & Policy (CFAP) will be holding its annual conference in March in Cambridge. This year's event will be hosted by Lord John Eatwell, Dr Ana Babus and Dr Vanessa Smith.
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CEBS - Revised Guidelines on Stress Testing - 7 days to Consultation Deadline
The Committee of European Banking Supervisors (CEBS) published the draft of its revised Guidelines on stress testing for consultation.
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European Commission - IFRS for Small and Medium-sized Entities - Consultation Deadline
The objective of this consultation is to gain an understanding of EU stakeholders' views on the International Financial Reporting Standard (IFRS) for Small and Medium-sized Entities (SMEs) issued by the IASB on 9 July 2009.
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CEBS Organises a Public Hearing on its Draft Guidelines on Concentration Risk
Public Hearing: 12 March 2010
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FSA's Consultation Paper: Regulatory Fees and Levies
The deadline for comments on the proposed amendments is: 11 March 2010
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CEBS Organises a Public Hearing on its Guidelines on the Operational Functioning of Colleges
A public hearing will be held on Thursday, 11 March at CEBS’s premises, in London, to allow all interested parties to share their views with CEBS.
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FSA – Strengthening Capital Standards 3- Consultation Deadline
This Consultation Paper sets out the proposals for implementing changes made to the Capital Requirements Directive (CRD).
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SGX Consultation Paper on Amendments on Matching and Re-novation
Deadline: 10 March 2010
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CEBS Organises a Public Hearing on its Draft Revised Guidelines on Stress Testing
Public Hearing: 10 March 2010
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CEBS Organises a Public Hearing on the Management of Operational Risk in Market-Related Activities
Date: 9 March 2010
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European Commission - IFRS for Small and Medium-sized Entities - 7 Days to Consultation Deadline
One week until the deadline for comments on the European Commission's consultation paper on the international financial reporting standard for small and medium-sized entities
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European Commission – Call for Expression of Interest for GEBI – Deadline
Deadline: February 28, 2010
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APRA –Enhancements to Basel II – Consultation Deadline
Deadline: 28 February, 2010
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ECB - Loan-by-loan Information for Asset-backed Securities - Consultation Deadline
Consultation on the establishment of loan-by-loan information requirements for asset-backed securities (ABSs) in the Eurosystem collateral framework.
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CRIS Public Hearing on Financial Regulation and Supervision
Organised by: The European Parliament`s special Committee on the Financial, Economic and Social Crisis
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G20 Event: Deputies Meeting (Incheon, South Korea)
Organised by: G20
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SEC - Regulation of Non-Public Interest - Consultation Deadline
The SEC is proposing to amend the regulatory requirements of the Securities Exchange Act of 1934 that apply to non-public trading interest including so-called “dark pools” of liquidity.
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Roundtable Discussion on Solvency with IFSB
Hosted by the Dubai Financial Services Authority
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SEC - Regulation of Non-Public Interest - One Week to Consultation Deadline
The SEC is proposing to amend the regulatory requirements of the Securities Exchange Act of 1934 that apply to non-public trading interest including so-called “dark pools” of liquidity.
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CEIOPS – Level 2 Implementing Measures for Solvency II- Consultation Deadline
Consultation Deadline
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FSA - Turner Review Conference, Systemically Important Banks - Consultation Deadline
Deadline for comments on the FSA's discussion paper 09/4 - Turner Conference Review:A regulatory response to the global banking crisis: systemically important banks and assessing the cumulative impact.
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FSB – Peer Review on Compensation - Consultation Deadline
The peer review on compensation will focus on the steps being taken or planned by FSB member jurisdictions to ensure effective application of the Principles and Standards, as well as progress to date in implementation by significant financial institutions.
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IMF – Financial Sector Tax - Consultation Deadline
The International Monetary Fund’s consultative process begins to examine policy options for how governments can recover public money that was used to support banks and other financial institutions during the current crisis.
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EU Commission Consults on Interconnection of Business Registers - Deadline
Consultation deadline.
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FSA - Mortgage Market Review - End of Discussion Period
End of the discussion period for the FSA's discussion paper DP09/3 - mortgage market review.
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World Economic Forum Annual Meeting 2010
The recent global economic and financial crisis reveals that significant opportunities remain to catalyse greater global cooperation in addressing current challenges and mitigating future risks.
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Davos-Klosters, Switzerland
CEBS – Lessons learnt from the Financial Crisis – Public Hearing
Deadline: January 26, 2010
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FSA - Turner Review Conference, Systemically Important Banks - 7 Days until Consultation Deadline
One week until the deadline for comments on the FSA's discussion paper 09/4 - Turner Conference Review:A regulatory response to the global banking crisis: systemically important banks and assessing the cumulative impact
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EU Commission Consults on Interconnection of Business Registers
One week before Deadline
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EC - An EU Framework for Cross-Border Crisis Management in the Banking Sector - Consultation Deadline
Deadline for comments on the EC's communication on "An EU Framework for Cross-Border Crisis Management in the Banking Sector"
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CEBS - Disclosure Guidelines Reflecting the Lessons Learnt from the Financial Crisis - Consultation Deadline
Deadline for comments on CEBS's consultation paper CP30 - disclosure guidelines reflecting the lessons learnt from the financial crisis
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IAASB – Auditing Complex Financial Instruments - Consultation Deadline
This consultation paper seeks views on a number of matters that require consideration in relation to the IAASB's plans to develop guidance relating to auditing complex financial instruments by revising its extant IAPS 1012, Auditing Derivative Financial Instruments.
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EC - An EU Framework for Cross-Border Crisis Management in the Banking Sector - 7 Days Until Consultation Deadline
One week until the deadline for comments on the EC's communication on "An EU Framework for Cross-Border Crisis Management in the Banking Sector"
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European Parliament to Hear Designate Commissioners - 11 – 19 January
Following the unveiling of the new European Commission line up on 27 November, each Commissioner designate is to face a three-hour Q & A session with Members of the European Parliament.
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CEBS - Disclosure Guidelines Reflecting the Lessons Learnt from the Financial Crisis - 7 Days until Consultation Deadline
One week until the deadline for comments on CEBS's consultation paper CP30 - disclosure guidelines reflecting the lessons learnt from the financial crisis
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FSA - rule on remuneration comes into effect
The Financial Services Authority's rule on remuneration is due to come into force. The FSA expects changes to policies and procedures to be fully in place by this date, and changes to remuneration structures and contracts to be implemented with effect from this date.
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Spain assumes EU presidency
Spain is due to assume the presidency of the European Union, taking over from Sweden
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CESR - Common Definition of European Money Market Funds - Consultation Deadline
Deadline for comments on CESR's consultation paper 09-850 on common definition of European money market funds
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Systemic Risk and Financial Regulation – Causes and Lessons from the Financial Crisis
Announcement / Second call for Papers - Submission Deadline
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CESR - Common Definition of European Money Market Funds - 7 days until Consultation Deadline
One week until the deadline for comments on CESR's consultation paper 09-850 on common definition of European money market funds.
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Reforms to the Supervision of Australia’s Financial Markets: Consultation Deadline
Exposure draft and consultation paper deadline.
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CESR - Inducements: Good and Poor Practices - Consultation Deadline
Deadline for comments on CESR's consultation paper 09-958 on inducements: good and poor practices
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CESR - Inducements: Good and Poor Practices - 7 Days Until Consultation Deadline
One week until the deadline for comments on CESR's consultation paper 09-958 on inducements: good and poor practices
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CESR - Understanding the Definition of Advice Under MiFID - Consultation Deadline
Deadline for comments on CESR's consultation paper 09-665 on understanding the definition of advice under MiFID
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SEC - Possible Rescission of Rule 436(g) Under the Securities Act of 1933 - Consultation Deadline
Deadline for comments on the SEC's concept release S7-25-09 on possible rescission of rule 43(g) under the securities act of 1933
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SEC - Credit Ratings Disclosure - Consultation Deadline
Deadline for comments on the SEC's proposed rule S7-24-09 on credit ratings disclosure
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CEIOPS - Solvency II Level 2 Implementing Measures - Consultation Deadline
Deadline for comments on a number of CEIOPS consultation papers putting forward advice on Solvency Level 2 implementing measures
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UK Treasury - Pre-Budget Report
The UK Chancellor, Alistair Darling, is to present the Pre-Budget Report to Parliament.
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CEBS - Roundtable on Pillar 3
The Committee of European Banking Supervisors is holding a public roundtable to discuss convergence in the handling of Pillar 3 requirements.
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SEC - References to Ratings of Nationally Recognized Statistical Rating Organizations
Deadline for comments on the SEC's proposed rules S7-17-08, S7-18-08 and S7-19-08 on references to ratings of nationally recognised rating organizations
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UK House of Commons - Financial Services Bill Committee - Consideration of Financial Services Bills
The UK parliament will consider the new Financial Services Bill in committee.
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CESR - Understanding the Definition of Advice Under MiFID - 7 days until consultation deadline
One week until the deadline for comments on CESR's consultation paper 09-665 on understanding the definition of advice under MiFID
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SEC - Possible Rescission of Rule 436(g) Under the Securities Act of 1933 - 7 Days Until Consultation Deadline
One week until the deadline for comments on the SEC's concept release S7-25-09 on possible rescission of rule 43(g) under the securities act of 1933
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SEC - Credit Ratings Disclosure - 7 Days Until Consultation Deadline
One week until the deadline for comments on the SEC's proposed rule S7-24-09 on credit ratings disclosure
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EU - ECON meeting
Meeting of the European Parliament's Committee on Economic and Monetary Affairs - including monetary dialogue with Jean-Claude Trichet, president of the European Central Bank, and an exchange of views with Anders Borg, Swedish minister of finance, and Mats Odell, Swedish minister of financial markets
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CEIOPS - Solvency II Level 2 Implementing Measures - 7 Days Until Consultation Deadline
One week until the deadline for comments on a number of CEIOPS consultation papers putting forward advice on Solvency Level 2 implementing measures
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FSA - Listing Regime - Consultation Deadline
Deadline for comments on the FSA's consultation paper CP09/24 on the listing regime review
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SEC - References to Ratings of Nationally Recognized Statistical Rating Organizations
One week until the deadline for comments on the SEC's proposed rules S7-17-08, S7-18-08 and S7-19-08 on references to ratings of nationally recognised rating organisations
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CESR - CRA's Systemic Importance - Consultation Deadline
Deadline for comments on CESR's consultation paper 09-955 on registration, mediation and other related issues regarding the certification and assessment of CRA's systemic importance.
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CESR - Use of Standard Format for Financial Reporting – Consultation Deadline
Deadline for comments on Use of Standard Format for Financial Reporting.
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Final recommendations of Walker Review to be published
The final recommendations of Sir David Walker's review into corporate governance are due to be published
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FSA - Listing Regime - 7 Days until Consultation Deadline
One week until the deadline for comments on the FSA's consultation paper CP09/24 on the listing regime review
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CESR - Registration, Mediation and Other Related Issues Regarding the Certification and Assessment of CRA's Systemic Importance - 7 Days until Consultation Deadline
One week until the deadline for comments on CESR's consultation paper 09-955 on registration, mediation and other related issues regarding the certification and assessment of CRA's systemic importance.
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SEC - Extension of Filing Accomodation for Static Pool Information in Filings
Deadline for comments on the SEC's proposed rule 33-9074: "Extension of Filing Accomodation for Static Pool Information in Filings with Respect to Asset-Backed Securities"
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CESR Announces Open Hearing on Guidance for Registration and Supervision of Credit Rating Agencies
The hearing will take place on the 23 November 2009.
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CESR - Use of Standard Format for Financial Reporting – 7 Days Until Consultation Deadline
One week until deadline for comments on Use of Standard Format for Financial Reporting.
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SEC - Internet Availability of Proxy Materials - Consultation Deadline
Deadline for comments on the SEC's proposed rule on requiring internet availability of proxy materials
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Summit on the Global Agenda 2009
The World Economic Forum is forming Global Agenda Councils on the foremost topics in the global arena. For each of these topics, the Forum will convene the most innovative and relevant leaders to capture the best knowledge on each key issue and integrate it into global collaboration and decision-making processes.
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CESR - CESR’s Technical Advice to the EC on Level 2 Measures Relating to Mergers of UCITS, Master-Feeder UCITS Structures and Cross-Border Notification of UCITS - Consultation Deadline
Deadline for comments on CESR consultation paper 09-785 on CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS
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SEC - Draft Strategic Plan - Consultation Deadline
Deadline for comments on the SEC's draft strategic plan for fiscal years 2010-2015.
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SEC - Extension of Filing Accomodation for Static Pool Information in Filings With Respect to Asset-Backed Securities - 7 Days Until Consultation Deadline
One week until the deadline for comments on the SEC's proposed rule 33-9074: "Extension of Filing Accomodation for Static Pool Information in Filings with Respect to Asset-Backed Securities"
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CESR Announces Open Hearing on Guidance for Registration and Supervision of Credit Rating Agencies
The hearing will take place on the 23 November 2009 - one week before deadline
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SEC - Internet Availability of Proxy Materials - Consultation Deadline
7 days until Deadline for comments on the SEC's proposed rule on requiring internet availability of proxy materials
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EU - ECON meeting
Meeting of the European Parliament's economic and monetary affairs committee
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CESR - CESR’s Technical Advice to the EC on Level 2 Measures Relating to Mergers of UCITS, Master-feeder UCITS Structures and Cross-Border Notification of UCITS - 7 Days until Consultation Deadline
One week until the deadline for comments on CESR consultation paper 09-785 on CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS
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SEC - Draft Strategic Plan - 7 Days until Consultation Deadline
One week until the deadline for comments on the SEC's draft strategic plan for fiscal years 2010-2015.
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India Economic Summit
This year, the World Economic Forum celebrates 25 years of collaboration and active engagement in India. As a result of over two decades of close partnership, the annual India Economic Summit is regarded as the most effective platform for formulating an agenda to further India’s growth.
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Barbara Ridpath, Chief Executive of the ICFR, at the House of Commons Treasury Select Committee.
Barbara Ridpath will be giving evidence before the House of Commons Treasury Select Committee in the Palace of Westminster on Tuesday 3 November 2009 as part of the Treasury Committee’s inquiry Proposals for European macro and micro prudential financial regulation.
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FSA - Turner Review conference
Conference held by the Financial Services Authority on the Turner Review - progress towards global regulatory reform
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QEII Conference Centre, Westminster, London SW1
Wilton Park Regulation in Global Financial Markets Conference
Building a New Balanced Global System of Financial Market Regulation
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FSA - Transparency as a Regulatory Tool - consultation deadline
Deadline for comments on FSA consultation paper CP 09/21: Transparency as a Regulatory Tool and Publiaction of Complaints Data
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EU - Summit to agree future commissioners
Summit of EU member states to agree by majority the names for future commissioners
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China Securities Forum
Market Volatility, Investor Infrastructural Challenges & Recent Regulatory Developments
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FSA - Transparency as a Regulatory Tool - 7 days until consultation deadline
One week until deadline for comments on FSA consultation paper CP 09/21: Transparency as a Regulatory Tool and Publiaction of Complaints Data
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EU Parliament in Plenary Session - Vote on 2010 EU Budget
The European Parliament is now in session in Strasbourg (19 to 22 October 2009), and will vote on the 2010 EU budget.
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EU Parliament in Plenary Session
The European Parliament is now in session in Strasbourg (19 to 22 October 2009)
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FSA - Enforcement Financial Penalties - consultation deadline
Deadline for comments on FSA consultation paper CP09/19 Enforcement Financial Penalties
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EU Parliament in Plenary Session
The European Parliament is now in session in Strasbourg (19 to 22 October 2009)
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EU Parliament in Plenary Session
The European Parliament is now in session in Strasbourg (19 to 22 October 2009)
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DG ECFIN 6th Annual Research Conference
Crisis and Reform
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IIR Regulation of Alternative Investment Fund Managers Conference
The IIR Finance 2009 conference will be held in London on 14th October
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FSA - Enforcement Financial Penalties - 7 days until consultation deadline
One week until the deadline for comments on FSA consultation paper CP09/19 Enforcement Financial Penalties
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FRC - review of the effectiveness of the combined code - consultation deadline
Deadline for comments on the Financial Reporting Council's review of the effectiveness of the combined code
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CEBS - extension of CEBS's Supervisory Disclosure Framework - 7 days until consultation deadline
One week until the deadline for comments on CEBS consultation paper CP29 - extension of CEBS’s Supervisory Disclosure Framework
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CEBS - extension of CEBS's Supervisory Disclosure Framework - 7 days until consultation deadline
One week until the deadline for comments on CEBS consultation paper CP29 - extension of CEBS’s Supervisory Disclosure Framework
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EU - ECON meeting
Meeting of the European Parliament's economic and monetary affairs committee (ECON)
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2009 Annual Meetings of the World Bank Group and the International Monetary Fund
Annual Meetings for shareholders and interested parties of the World Bank and the IMF in Istanbul, Turkey.
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2009 Annual Meetings of the World Bank Group and the International Monetary Fund
Annual Meetings for shareholders and interested parties of the World Bank and the IMF in Istanbul, Turkey.
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CESR OTC derivatives transaction reports consultation deadline
Deadline for responses to CESR consultation on classification and dentification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members
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CESR short selling disclosure consultation deadline
Deadline for responses to consultation on CESR's Proposal for a Pan-European Short Selling Disclosure Regime
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SIFMA's Fixed Income Legal & Compliance Conference
SIFMA's 14th Annual Fixed Income Legal & Compliance Conference will be held at the Hilton New York on September 24th 2009
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Implementing the FSA's New Liquidity Policy Conference
The City and Financial conference, Implementing the FSA's New Liquidity Policy, will be held on 24th September 2009 at the Copthorne Tara Hotel, London.
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The FSA Listing Regime - A Practitioners Guide for UK Listed Companies
The Practitioners Guide for UK Listed Companies Conference, hosted by City & Financial, will be held at the Copthorne Tara Hotel, London on 23rd September 2009.
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SIFMA's China REPO Seminar 2009
The ASIFMA and NAFMII second China Repo Seminar will be held on 23rd - 24th September 2009 at the Westin Hotel in Beijing, China.
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CEBS hybrid capital instruments consultation deadline
Deadline for responses to CEBS consultation on its implementation guidelines on hybrid capital instruments
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Rebuilding Reputation: Communications from the financial services sector
The past year has seen tremendous change in the financial services sector. Regardless of the audience being addressed, the communications challenges are immense. This conference, geared to those addressing non-customer audiences (i.e. the media, their investors, employees, the regulators and the communities in which they operate) sees leading industry experts gather to share their experiences and the lessons they’ve learnt. David Currie, Chairman of The International Centre for Financial Regulation is speaking.
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The Brewery, Chiswell Street, London
CEBS liquidity buffers consultation deadline
Deadline for responses to CEBS consultation on draft guidelines on liquidity buffers
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The Financial Times Global Finance Forum
Challenges in Developing a New Financial Architecture
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FSA Asset Management Conference
The FSA's Annual Asset Management Conference will be held at The Brewery, London on 17th September 2009
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SIFMA Savings and Retirement Conference
The SIFMA Savings and Retirement Conference will be held on 16th - 17th September 2009 at The Fairmont, Washington D.C.
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Compliance World 2009
The Financial Regulatory and Compliance Officers' Networking and Information Exchange Event
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Capital Creation 2009
The 9th Annual European Private Equity Conference hosted by Worldwide Business Research
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FundForum LatAm 09
Latin America's 2nd Fund Management Conference will be held at the Caesar Business Hotel, Sao Paulo on 15th - 17th September 2009
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Sibos Conference 2009
The 2009 Sibos conference will be held in Hong Kong on 14th - 18th September
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Unintended Consequences - The Future of Bank Capital
ICFR roundtable discussion for senior stakeholders and decision makers in the consultation process such as the BIS, FSA, CEBS, banks, accounting firms and academia.
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Annual Meeting of the New Champions 2009
Reviving economic growth remains the priority for policy-makers and business leaders in 2009. This recovery will be directed by a new generation of leaders – the New Champions – and the World Economic Forum is bringing them together at the “Summer Davos”.
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Dalian, People's Republic of China
BIS/ECB Workshop on Monetary Policy and Financial Stability
The Monetary and Financial Stability Workshop, hosted by the Bank of International Settlements and the European Central Bank, will be held in Basel on 10th - 11th September 2009
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CESR open hearing - Proposal for a pan-European short selling disclosure regime
The open hearing will be held on 9th September at CESR headquarters, Paris.
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BBA Clearing and Settlement Seminar
The BBA's Clearing and Settlement Seminar will be held at Pinners Hall, London on 9th September 2009
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Financial Stability Review Panel Discussion
Banque de France are hosting a panel discussion entitled 'The Future of Financial Regulation'
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FSA Banking Conduct of Business Seminar
The FSA Banking Conduct of Business Seminar hosted by the British Bankers' Association, will be held at Pinners Hall, London on 4th September 2009
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AMG Lunch and Learn
Update on Buy-Side Access to Central Counterparties in the CDS Market
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Proposed AIFM Directive Roundtable
Roundtable discussion on the European Commission's proposed directive for the Alternative Investment Fund Manager
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Walker Review of Corporate Governance
Sir David Walker is leading an independent review examining the UK banking industry to recommend measures to improve corporate governance, particularly with regard to risk management.
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2009 IOSCO Annual Conference
34th Annual Conference of the International Organization of Securities Commissions in Tel Aviv, Israel.
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G8 Summit
Annual Summit of the G8 in La Maddalena, Italy
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ICFR Founding Stakeholders Meeting
Quarterly meeting with the ICFR Board, Management and Founder Stakeholders to discuss the progress and future direction of the ICFR (by invitation only)
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5th Floor
41 Moorgate
London
EC2R 6PP
IAIS Triannual Meetings
Triannual meetings of the International Association of Insurance Supervisors
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NAIC Summer National Meeting
Quarterly Meeting of the National Association of Insurance Commissioners
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G8 Finance Ministers’ Meeting
http://www.g8italia2009.it
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International Insurance Society Annual Seminar
45th annual IIS seminar hosted by The Insurance Commission of Jordan in Amman, Jordan.
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Fintel - 2nd Annual Global Financial Services Centres Conference
Reshaping the World's Financial Services Centres Conference
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Dublin Castle, Dublin, Ireland
EBRD Annual Meeting and Business Forum
Annual Meeting of the Eurpopean Bank for Reconstruction and Development
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2009 FINRA Annual Conference
Annual Conference of the Financial Industry Regulatory Authority
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London G20 Meeting on Responses to the Financial Crisis
This meeting in London is a follow-up from initial G20 discussions on the financial crisis held in Washington on 15 November, 2009.
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The Financial Crisis and the G20's Agenda
The ICFR’s inaugural conference was held at The Guoman Tower Hotel, London, E1 on 1 April 2009 entitled ‘The Financial Crisis and the G20’s Agenda.’
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ICFR Global Launch
The ICFR (International Centre for Financial Regulation) was formally launched on Tuesday 13th January 2009 to invited industry stakeholders and members of the international financial, regulatory and policymaking community at The Mansion House, London.
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