CESR Technical Advice to the European Commission in the context of the MiFID Review
31 May 2010
Transaction Reporting
Source: CESR
Deadline: 31 May 2010
This papers sets out CESR’s proposal for amending the transaction reporting regime under MiFID. The key purpose behind the suggested amendments is to improve market supervision.
The proposed main amendments focus on the following areas:
• Introduction of a third trading capacity
• Collection of client and meaningful counterparty identifiers
• Standards for client and counterparty identifiers
• Client ID collection when orders are transmitted for execution
• Transaction reporting by market members not authorised as investment firms
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