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Large Trader Reporting System

12 Jun 2010

Source: SEC

Deadline: 12 June 2010 

The Securities and Exchange Commission is proposing new rule to establish a large trader reporting system. The proposal is intended to assist the Commission in identifying and obtaining certain baseline trading information about traders that conduct a substantial amount of trading activity in the U.S securities market. The proposal is also designed to facilitate the Commission`s ability to assess the impact of large trader activity on securities markets, to reconstruct trading activity following periods of unusual market volatility, and to analyse significant market events for regulatory purposes.  

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