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AML: Client Take On - Risk Based CDD

Provider: CCL Compliance
Topics: Regulation & Compliance
Level: Awareness
Format: Classroom learning
Dates:Dates available from provider
Location:Details available from provider
CCL Compliance

This course is for delivery at client's offices. The objective of this course is to assist firms that are required to have implemented a risk based approach to their Money Laundering risk assessment and Customer Due Diligence (CDD) under the Money Laundering Regulations 2007.

More Details View this course or register on the training provider’s website

Derivatives – Level 2

Provider: BIBF
Topics: Derivatives
Level: Senior Management & Oversight
Format: Classroom learning, Learning manuals
Dates:Sessions available on Sunday 23 September 2012
Location:Manama (Bahrain)
BIBF

The course offers an in-depth analysis of Interest Rate Swaps, Swap Derivatives, Exotic Options and Valuation of Derivatives. It introduces techniques to design and structure option strategies using options or volatility. This course also introduces the ‘Greeks’ and its analysis and interpretation.

More Details View this course or register on the training provider’s website

On-site Supervision Managing and Engaging Stakeholders

Provider: AytonLee
Topics: Regulation & Compliance
Level: Application
Format: Classroom learning
Dates:Dates available from provider
Location:Details available from provider
AytonLee

This course is designed to enhance the Stakeholder Management skills of attendees and uses theory, self-assessment, and practical application with a series of interactive role-pays.

More Details View this course or register on the training provider’s website

Business Ethics

Provider: Eukleia Training
Topics: Risk Management, Governance
Level: Awareness
Format: eLearning
Eukleia Training

This course is an examination of the impact of a business on the environment and of the responsibilities for both the business and the employees within it. It examines issues around climate change, use of resources and energy and what can be done to minimise and mitigate these effects.

More Details View this course or register on the training provider’s website

RG146 Initial Compliance (Australia Wide)

Provider: Financial Education
Topics: Governance, Regulation & Compliance
Level: Application
Format: Classroom learning, Learning manuals
Dates:Dates available from provider
Location:Details available from provider
Financial Education

Initial ASIC compliance for providers of general and personal advice in:

Generic Knowledge

Specialist Knowledge Areas

Securities

Managed Investments

Derivatives

Foreign Exchange

Margin Lending Facilities

Deposit products & Non-cash payment products (Tier 2

More Details View this course or register on the training provider’s website
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